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Under review as a conference paper at ICLR 2027

The Price Of Diagonal Multipliers In Neural Network Certificates

Abstract

Many semidefinite Lipschitz certificates for neural networks use diagonal multipliers on activation slope inequalities. We study their conservatism relative to a stated certificate class, using classical polytopic vertex-LMI ideas. For discrete-time neural dynamics, we derive necessary and sufficient vertex conditions for one-step quadratic incremental ℓ2-gain certificates over the independent-slope abstraction (class-exact). We connect this characterization to robustness margins; its layerwise counterpart is NP-hard to compute. A valid block-multiplier hierarchy contains the diagonal level and reaches the reference under strict quadratic-stability assumptions. For equilibrium models, fixed-point certificates dominate storage-based ones, and their diagonal level contains LBEN. For stability, the stated Lur’e–Postnikov-type Lyapunov family is at least as powerful as quadratic functions. We characterize its full strength over sector-bounded or monotone classes by necessary and sufficient vertex conditions with a constructive, decrease-preserving reduction; slope restrictions can permit strict improvement. Exact witnesses enclose the maximum diagonal/reference class price over 72 feedforward networks in [1.049355, 1.049357], and the maximum diagonal/full-block static class price over 828 equilibrium-model targets in [1.067848, 1.122833]. These are class-optimum enclosures; the separate 4.14% reduction from blocks of four compares returned feasible gains. Complete audits of twelve two-layer ReLU networks separate losses, with abstraction loss above 72% in one model. On two width-80 MNIST models, under a 60-second per-target budget, the original block policy loses to diagonal in certified accuracy at ϵ = 0.3.

open until 14 Dec 2026

est. 32% chance this paper gets accepted at ICLR 2027.

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