SAMPPO: Structure-Aware Mirror Proximal Policy Optimization
Abstract
The alignment of Large Language Models (LLMs) via reinforcement learning from human feedback (RLHF) typically relies on Proximal Policy Optimization (PPO), which uses a uniform clipping hyperparameter to maintain a stable trust region. However, we demonstrate that this uniform constraint is ill-suited for the non-uniform semantic topology of natural language. In “semantically dense” regions, where candidate tokens act as semantic synonyms within the current context, noisy advantage estimates can destabilize the fixed trust region, leading to *policy collapse*, a severe loss of generative diversity and policy entropy. To resolve this, we propose *Structure-Aware Mirror Proximal Policy Optimization (SAMPPO)*, which introduces an adaptive trust region governed by local semantic density. SAMPPO generalizes the trust-region framework to non-uniform semantic spaces by adapting the mirror-descent geometry to the local action topology. SAMPPO uses a per-timestep *Semantic Isolation Score* to dynamically tighten the clipping range in dense regions and relax it in sparse ones. We provide theoretical foundations for this approach, deriving a *Structure-Aware Monotonic Improvement* bound and establishing a formal link to structure-aware margin-shifted -consistency theory. Empirically, SAMPPO prevents the entropy collapse observed in standard PPO baselines and significantly improves alignment. Evaluated on the Anthropic HH-RLHF and NVIDIA HelpSteer benchmarks across multiple model architectures (Llama-3-8B and Gemma-2-2B), SAMPPO achieves robust, zero-shot generalizable alignment gains. Crucially, it strictly outperforms standard PPO and recent empirical adaptive heuristics (BAPO), demonstrating competitive performance against direct preference baselines including DPO and SimPO on the alignment-diversity Pareto frontier.
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