acceptodds
Under review as a conference paper at ICLR 2027

Certifying Branch and Event Identity in Finite-Budget Nonconvex Tracking

Abstract

Finite-budget nonconvex tracking pipelines often accept candidates because they have low residuals or emerge repeatedly from local solves. That evidence is not the same as certifying branch identity or same-branch event identity: an unobserved branch, or a same-branch opposite-event solution, can remain compatible with the public transcript. Adaptive branch-aware certification (ABAC) makes branch and event identity explicit requirements of finite-budget delivery. Its evidence interface lets a selector allocate budget to branch/support probes and event-complement checks, or abstain when the evidence does not support delivery. Under a public-transcript ambiguity model with an explicit dominance-completability condition, we prove that worst-case zero-false delivery over transcript-compatible instances requires both witness types, and a constructive public-query hard family gives a tight m+1 lower bound for per-location evidence acquisition with m alternative branches and one opposite-event location. We instantiate ABAC with a frozen event-margin fallback and abstention. Exploratory nominal-budget results favor coverage, but omit failed-probe costs and permit seed-derived access to the observation-error direction. Our public-input evaluation charges every probe without retuning the threshold. On 640 synthetic transitions from eight held-out seeds, both the fallback and public GCT make 17 reference-matched deliveries; the fallback also makes four false deliveries, versus zero for GCT. Mean accumulated solver cost is 85.74 versus 110.64 iterations, with every transition capped at 120. The paired seed-bootstrap 95% interval for the safe-coverage difference is [-1.09,1.25] percentage points. These results support a cost–risk tradeoff, not coverage or safety dominance. Correctness uses a best-of-192 SLSQP reference, not a global certificate; all 160 prospective states across eight seed trajectories retain their labels after 320 additional starts each. The theoretical contract remains distinct from the empirical gates and their coarse labels.

open until 14 Dec 2026

est. 32% chance this paper gets accepted at ICLR 2027.

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